Compliance & Audit

Find a starter for an audit, standard or regulatory program. Use it to plan controls and evidence, not to claim compliance.

SOC 2 Type I

Map point-in-time control design to the AICPA Trust Services Criteria with this SOC 2 starter.

GlobalFrameworkType I control scope
Review SOC 2 Type I

SOC 2 Type II

Map controls and evidence for a SOC 2 Type II review period with this starter.

GlobalFrameworkType II control scope
Review SOC 2 Type II

ISO/IEC 27001

Map information security management, supplier, continuity and cloud privacy controls to ISO/IEC 27001.

GlobalFrameworkCertification-oriented controls
Review ISO/IEC 27001

ISO/IEC 42001

Map AI management, risk treatment, human oversight and data quality controls to ISO/IEC 42001.

GlobalFrameworkCertification-oriented controls
Review ISO/IEC 42001

GDPR (Data Controller)

Map GDPR controller duties for lawful processing, transparency, individual rights, impact assessments and breach handling.

EUFramework
Review GDPR (Data Controller)

GDPR (Data Processor)

Map GDPR processor duties for agreements, subprocessors, security, confidentiality, incidents and audit support.

EUFramework
Review GDPR (Data Processor)

UK GDPR

Map UK GDPR controls for lawful processing, transparency, individual rights, impact assessments and breach reporting.

UKFramework
Review UK GDPR

CCPA / CPRA

Map California privacy notices, consumer rights, opt-outs and automated decision-making requirements.

USFramework
Review CCPA / CPRA

LGPD (Brazil)

Map Brazilian privacy controls for lawful processing, individual rights, data protection officers and incident reporting.

BRFramework
Review LGPD (Brazil)

HIPAA (Covered Entity)

Map HIPAA covered-entity controls for protected health information, access, audits, transmission security and breach response.

USFramework
Review HIPAA (Covered Entity)

HIPAA (Business Associate)

Map HIPAA business-associate controls for agreements, subcontractors, protected health information, security and breach response.

USFramework
Review HIPAA (Business Associate)

HITECH

Map HITECH controls for protected health information, breach notices, business-associate liability, encryption and audit evidence.

USFramework
Review HITECH

PCI DSS v4.0.1

Map PCI DSS v4.0.1 controls for cardholder data, testing, change management, encryption and logs.

GlobalFrameworkLevel 1 control scope
Review PCI DSS v4.0.1

GLBA (Gramm-Leach-Bliley)

Map Gramm-Leach-Bliley Act controls for privacy notices, safeguards, risk management, incidents and provider oversight.

USFramework
Review GLBA (Gramm-Leach-Bliley)

SOX ITGC

Map Sarbanes-Oxley technology controls for access, change management, operations, backup and segregation of duties.

USFramework
Review SOX ITGC

SEC/FINRA Books & Records

Map SEC and FINRA controls for supervision, access, and write-once, read-many records retention.

USFramework
Review SEC/FINRA Books & Records

FedRAMP Moderate

Map the FedRAMP Moderate baseline to access, monitoring, remediation, audit and system-protection controls.

USFrameworkModerate baseline scope
Review FedRAMP Moderate

FedRAMP High

Map the FedRAMP High baseline to access, audit, encryption, configuration, media and physical controls.

USFrameworkHigh baseline scope
Review FedRAMP High

NIST SP 800-53 Moderate

Map moderate-impact federal security controls and assessment evidence to NIST Special Publication 800-53.

USFrameworkModerate baseline scope
Review NIST SP 800-53 Moderate

NIST AI RMF

Map AI governance, transparency, data quality, human oversight and risk treatment to the NIST AI Risk Management Framework.

GlobalFramework
Review NIST AI RMF

CJIS Security Policy

Map criminal justice information controls for authentication, personnel, facilities, media, encryption, audits and incidents.

USFramework
Review CJIS Security Policy

NIS2 Directive

Map NIS2 controls for cyber risk, incidents, supply chains, continuity, crises and vulnerability management.

EUFramework
Review NIS2 Directive

DORA

Map EU financial technology risk, resilience testing, continuity, incidents and third-party oversight to DORA.

EUFramework
Review DORA

FDA 21 CFR Part 11

Map FDA 21 CFR Part 11 controls for validation, audit trails, access, retention and electronic signatures.

USFramework
Review FDA 21 CFR Part 11

GxP / GMP Annex 11

Map GxP and GMP Annex 11 controls for computerized-system validation, data integrity, backups, changes and suppliers.

EUGlobalFramework
Review GxP / GMP Annex 11

TISAX

Map TISAX controls for automotive information security, prototype protection, data classification, access and incidents.

EUGlobalFramework
Review TISAX

ISO 26262

Map ISO 26262 controls for automotive functional safety, verification, validation, safety analysis, changes and evidence.

GlobalFrameworkASIL D scope
Review ISO 26262

NERC CIP

Map bulk electric system controls for cyber access, configuration, incidents, recovery, vulnerabilities and supply-chain security.

USFramework
Review NERC CIP

MAS TRM

Map Singapore financial technology risk, cyber hygiene, continuity, data, incidents, providers and AI risk controls.

SGFramework
Review MAS TRM

APRA CPS 234

Map APRA CPS 234 controls for information security, asset classification, testing, incidents, third parties and risk management.

AUFramework
Review APRA CPS 234

Industry-Specific

Choose a starter for the data, decisions and review points in a regulated or high-risk industry workflow.

Finance

Protect financial data, flag material nonpublic information, add supervisory notices and retain audit evidence with this starter.

USEUGlobal
Review Finance

Healthcare (U.S. — HIPAA)

Start with selected HIPAA controls for protected health information, minimum-necessary access, retention and clinical review.

US
Review Healthcare (U.S. — HIPAA)

Healthcare (EU — GDPR)

Map European health-data controls for GDPR Article 9 and EU AI Act risk management with this starter.

EUEEAUK
Review Healthcare (EU — GDPR)

Healthcare

Start with health-data protection, clinical safety and cross-border control mapping for AI workflows.

GlobalUSEU+3
Review Healthcare

Legal

Protect privileged matters, limit unauthorized legal practice, check citations and retain defensible audit records.

USEUGlobal
Review Legal

Defense (U.S.)

Map controls for export-regulated and controlled defense data, access, human review and retention.

US
Review Defense (U.S.)

Defense (EU)

Start with controls for dual-use content, sanctions screening, classified data and human review in EU defense workflows.

EU
Review Defense (EU)

China Export Controls

Start with controls for export-regulated content, data sovereignty, state secrets and sensitive AI interactions in China.

ChinaGlobal
Review China Export Controls

Government

Map U.S. federal AI controls for access, sensitive records, citations, human review and evidence.

US
Review Government

EU AI Act Control Mapping

Map EU AI Act risk, transparency, conformity-assessment and human-oversight controls without implying compliance.

EU
Review EU AI Act Control Mapping

Education

Protect student data, screen age-sensitive content, check sources and review decisions with this education starter.

USEUGlobal
Review Education

Human Resources and Recruitment

Add privacy, fairness checks and accountable human review to AI-assisted hiring workflows.

USEUGlobal
Review Human Resources and Recruitment

Justice System

Protect sealed records, check sources, escalate bias risks and require human approval in justice workflows.

USEUGlobal
Review Justice System

Law Enforcement

Protect criminal justice records, constrain tools, flag bias risks and require human review in investigative workflows.

USEUGlobal
Review Law Enforcement

Consumer

Protect customer data, deter abuse, screen content and verify consent in public-facing AI services.

USEUGlobal
Review Consumer

Startups

Give your startup a practical starting point for data protection, abuse prevention and audit evidence.

Global
Review Startups

Small and Midsize Business

Start with practical controls for confidential data, employee information, attributable access and human review.

Global
Review Small and Midsize Business

Critical Infrastructure

Control access to operational technology and industrial control systems while keeping people responsible for high-impact actions.

USEU
Review Critical Infrastructure

Automotive

Protect connected-vehicle data, preserve functional-safety evidence and restrict AI-assisted engineering actions.

EUUSGlobal
Review Automotive

Zero-Retention Routing

Route requests only to targets that operators mark as zero retention, with local privacy safeguards.

USEUGlobal
Review Zero-Retention Routing

Finance & Professional Services

Protect client and financial data while keeping advice, reports and sensitive decisions under accountable review.

Accounting and Audit

Control sensitive financial data, review AI-assisted findings and retain evidence for accounting and audit work.

USEUGlobal
Review Accounting and Audit

Asset Management

Protect client data, flag market-sensitive content, review financial output and keep records during AI-assisted investment research.

USEUGlobal
Review Asset Management

Insurance Claims

Protect claimant data, control financial output, require review and record decisions in AI-assisted claims workflows.

USEUGlobal
Review Insurance Claims

Insurance Underwriting

Protect applicant data, route underwriting recommendations for human review and retain decision evidence.

USEUGlobal
Review Insurance Underwriting

Mortgage Processing

Protect borrower data and documents, require review of financial output and retain evidence during mortgage processing.

USEUGlobal
Review Mortgage Processing

Regulatory Reporting

Protect records, review AI-assisted financial output and retain evidence during regulatory report preparation.

USEUGlobal
Review Regulatory Reporting

Wealth Management

Protect client data, flag market-sensitive content, review advice-related output and retain wealth-management records.

USEUGlobal
Review Wealth Management

Open Banking

Filter credentials and payment data, review sensitive instructions and retain evidence for open-banking workflows.

EUUKGlobal
Review Open Banking

Attorney-Client Privilege

Protect confidential matters, check citations, limit unauthorized legal practice and review AI output before use.

USEUGlobal
Review Attorney-Client Privilege

Contract Review

Protect confidential contract terms, check cited sources, require legal review and retain policy evidence.

USEUGlobal
Review Contract Review

eDiscovery

Protect privileged material and sealed records, check citations, review evidence and retain metadata-only audit history.

USEUGlobal
Review eDiscovery

Consulting Firm

Protect client data, limit access, check output quality, require review and retain consulting-workflow records.

Global
Review Consulting Firm

Patent Research

Protect confidential inventions, check patent citations, require legal review and retain limited evidence.

USEUGlobal
Review Patent Research

Architecture and Engineering Intellectual Property

Protect restricted designs and client data, limit access, review output and retain engineering-workflow evidence.

Global
Review Architecture and Engineering Intellectual Property

Management Consulting

Protect confidential engagements, limit access, check output quality, require review and retain consulting records.

Global
Review Management Consulting

Forensic Accounting

Protect sensitive evidence, flag financial-data risks, review findings and retain records during forensic accounting work.

USEUGlobal
Review Forensic Accounting

Compliance Advisory

Protect client material, limit access, review compliance guidance and retain evidence for advisory work.

Global
Review Compliance Advisory

Healthcare & Life Sciences

Protect health and research data while keeping clinical, scientific and safety decisions with qualified people.

Clinical Decision Support

Redact protected health information, check sources and output quality, require clinical review and keep limited evidence.

USEUGlobal
Review Clinical Decision Support

Telehealth

Protect telehealth data, limit access, check sources and output quality and require human review.

USEUGlobal
Review Telehealth

Medical Records Summarization

Redact protected health information, check source records, require review and keep limited history for medical summaries.

USEUGlobal
Review Medical Records Summarization

Mental Health

Protect sensitive behavioral health records, check sources and output quality, require review and retain evidence.

USEUGlobal
Review Mental Health

Clinical Trials

Protect participant data, check research sources, require qualified review and retain clinical trial records.

USEUGlobal
Review Clinical Trials

Genomics Research

Protect genomic and participant data, limit access, check sources, require review and keep metadata-only logs.

USEUGlobal
Review Genomics Research

Medical Device

Protect medical device data, check sources and output quality, require review and record policy outcomes.

USEUGlobal
Review Medical Device

Radiology

Protect imaging-related health information, check sources and output quality, require radiology review and retain evidence.

USEUGlobal
Review Radiology

Laboratory Diagnostics

Protect laboratory health data, check sources and output quality, require diagnostic review and keep limited records.

USEUGlobal
Review Laboratory Diagnostics

Pharmaceutical Research and Development

Protect pharmaceutical research data, limit access, check sources and output quality, require review and retain evidence.

USEUGlobal
Review Pharmaceutical Research and Development

Technology & Platforms

Protect customer data, secrets, code and tools while keeping high-risk actions under human control.

Software as a Service Platforms

Protect customer data and secrets, constrain agent tools, require review and retain evidence for software-as-a-service workflows.

Global
Review Software as a Service Platforms

Developer Tools

Protect credentials, sanitize generated code, constrain tools, require review and retain evidence in AI-assisted development.

Global
Review Developer Tools

Cloud Providers

Filter cloud secrets, constrain agent actions, require operator review and record outcomes for high-risk work.

Global
Review Cloud Providers

Cybersecurity Products

Protect credentials, sanitize code, analyze tool use, require review and retain security-product records.

Global
Review Cybersecurity Products

Data Analytics

Protect personal data and secrets, constrain analytics tools, check output quality, require review and retain evidence.

Global
Review Data Analytics

Gaming

Protect player data and unreleased content, check sources, screen configured terms, require review and retain evidence.

Global
Review Gaming

Education Technology

Protect student data, limit access, screen content, check sources, review bias risks and retain education-technology evidence.

USGlobal
Review Education Technology

Marketing Technology

Protect audience data and credentials, constrain marketing tools, check output quality, require review and retain evidence.

Global
Review Marketing Technology

Enterprise Copilot

Protect internal data, restrict agent actions, require human review and retain evidence for enterprise assistants.

Global
Review Enterprise Copilot

Internet of Things Platform

Protect device data and credentials, constrain agent tools, check output quality, require review and retain records.

Global
Review Internet of Things Platform

Industrial & Manufacturing

Protect designs and operational data while keeping engineering, quality and safety decisions with qualified teams.

Aerospace Manufacturing

Protect aerospace designs, limit access, screen configured terms, require engineering review and retain limited production evidence.

Global
Review Aerospace Manufacturing

Chemical Industry

Protect plant and interlock data, limit access, screen configured terms, require review and retain limited evidence.

Global
Review Chemical Industry

Electronics Manufacturing

Protect electronics designs, limit access, screen configured terms, check output quality, require review and keep limited records.

Global
Review Electronics Manufacturing

Food and Beverage

Protect food-production data, limit access, screen configured terms, check output quality, require review and retain evidence.

Global
Review Food and Beverage

Energy Sector

Protect energy operations data, limit access, screen configured terms, require operator review and retain limited evidence.

Global
Review Energy Sector

Construction

Protect construction plans and credentials, screen configured terms, check output quality, require review and keep limited records.

Global
Review Construction

Precision Agriculture

Protect agricultural operations data, screen configured terms, check output quality, review actions and retain limited evidence.

Global
Review Precision Agriculture

Mining Operations

Protect mining site and interlock data, screen configured terms, require operational review and retain records.

Global
Review Mining Operations

Industrial Robotics

Protect robotics data and blueprints, screen configured terms, check output quality, require review and keep limited logs.

Global
Review Industrial Robotics

Transportation & Logistics

Protect route, vehicle, facility and cargo data while keeping operational and safety decisions with qualified teams.